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Submitting breach reports via the ASIC Regulatory Portal

May 11, 2020
Effective 30 March 2020, Australian financial services licensees…

Federal Court restrains Mayfair Platinum and Mayfair 101 from promoting debenture products and using prohibited phrases in advertising

April 20, 2020
On 16 April 2020, the Federal Court made interim orders restraining…

Federal Court upholds ASIC’s product intervention order on short term credit

April 16, 2020
On 20 September 2019, Cigno Pty Ltd (Cigno) filed a judicial…

ASIC updates guidance on internal market making

April 16, 2020
ASIC has updated Information Sheet 230 Exchange traded products:…

ASIC grants relief to industry to provide affordable and timely financial advice during the COVID-19 pandemic

April 14, 2020
ASIC has announced three temporary relief measures that will…

ASIC commences proceedings against Mayfair 101 and Mayfair Platinum for misleading or deceptive advertising

April 7, 2020
ASIC has commenced proceedings in the Federal Court of Australia…

ASIC provides information on funeral expenses reform – AFSL requirement

April 1, 2020
ASIC has issued an information sheet for providers of funeral…

ASIC update – AFS licensees to submit breach reports via ASIC Regulatory Portal

March 31, 2020
Effective from 30 March 2020, Australian financial services (AFS)…

Following consultation, ASIC releases new regulatory framework for foreign financial services providers

March 11, 2020
ASIC has released its new regulatory framework for foreign financial…

ASIC update for Australian financial services licensees – submitting breach reports via the ASIC Regulatory Portal

March 10, 2020
ASIC has announced it will shortly be making changes to how Australian…
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