ASIC restricts certain retail offers of ‘stub equity’ in takeovers to maintain investor protection
ASIC has modified the Corporations Act to prevent stub equity…
ASIC tells fund managers to be ‘true to label’
A recent ASIC surveillance has found that fund managers must…
ASIC releases final updated guidance on complaints handling
On Thursday 30 July 2020, ASIC released updated requirements…
ASIC releases minor updates to Regulatory Guide 97
On Friday, 24 July 2020, ASIC released minor amendments to the…
ASIC consults on second product intervention order to stop continuing consumer harm
ASIC has released Consultation Paper 330 (CP 330) on the proposed…
ASIC issues no-action position to allow right-of-use lease assets to count in satisfying AFS licensee requirements
On 7 July 2020, ASIC issued a temporary no-action position for…
ASIC sues CBA and Colonial First State for payment of banned conflicted remuneration
ASIC has commenced civil penalty proceedings in the Federal Court…
Industry funding: ASIC publishes Cost Recovery Implementation Statement 2019 to 2020 for feedback
On 12 June 2020 ASIC published its draft Cost Recovery Implementation…
ASIC amends financial advice and capital raisings COVID 19 instruments
On 12 June 2020 ASIC registered an amending instrument to specify…
Investment funds told to correct advertising and disclosure
On 15 June 2020 ASIC put responsible entities (REs) of all managed…