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The latest news from across the financial services industry.

Industry News

We share relevant news from across the financial services industry — including the latest updates from ASIC about matters that could affect your business. To see our CNM Legal Publications, click below. 

ASIC has banned former directors and responsible managers of XTrade.AU Pty Ltd (XTrade), Mr Shay Zakhaim and Mr Anthony Anderson,

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have published new information to help

The Federal Court found that Firstmac Limited breached the new design and distribution provisions by failing to take reasonable steps

There has been considerable regulatory uncertainty around exemption relief for offshore fund managers since 2020. With a probable decision looming

ASIC has appealed the Federal Court’s decision to relieve Block Earner from liability to pay a penalty for contraventions related

The Federal Court has relieved Block Earner from liability to pay a penalty for contraventions related to unlicensed financial services

This is the first article in CNM Legal’s four-part series: A Guide to Public Investment Funds. The series provides an

ASIC has cancelled the Australian financial services (AFS) licence of retail over the counter (OTC) derivatives issuer XTrade.AU Pty Ltd

The Federal Court has found LGSS Pty Limited, as trustee of the superannuation fund Active Super (Active Super), contravened the

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