ASIC issues information sheet on activist short selling in Australia
On 1 June 2021, ASIC published Information Sheet 255 Activist…
Firms offering debt management services require credit licence to operate
ASIC has released an information sheet for providers of debt…
ASIC allows certain AFS licensees to use lease assets to satisfy their licence financial requirements
On April 29, 2021 ASIC made changes to the financial requirements…
ASIC warns time is fast running out for insurance claims handling AFS licence applications
ASIC has called on insurance claims handling firms to lodge licence…
ASIC bans the sale of binary options to retail clients
On 1 April 2021, ASIC has made a product intervention…
ASIC’s CFD product intervention order takes effect
ASIC’s product intervention order imposing conditions…
ASIC releases advice fee consent and lack of independence disclosure legislative instruments
On Thursday 25 March 2021, ASIC has made three legislative instruments…
Breach Reporting Regulations
Treasury is seeking submissions on the draft regulation amendments…
ASIC launches immunity policy for market misconduct offences
ASIC has released an immunity policy for certain contraventions…
ASIC sets five-year sunset date for litigation funding legislative instrument
ASIC has revised the duration of relief relating to litigation…