Taking action on the Banking, Superannuation and Financial Services Royal Commission – Recommendation 2.4: Grandfathered Commissions
The Government will introduce legislation to ban the grandfathering…
ASIC provides new guidance for certain AFS licence applications
ASIC has released Information Sheet 240 AFS licensing – Requirements…
ASIC consults on relief for foreign providers of funds management services to Australian professional investors
ASIC has today released a consultation paper proposing to provide…
ASIC consults on new product intervention power use
Today ASIC initiated consultation on the proposed administration…
ASIC uses conflicted remuneration powers against SMSF advisers
ASIC has commenced civil penalty proceedings in the Federal Court…
Citigroup to refund over $3 million to clients following sale of complex products
Following an ASIC investigation, Citigroup will refund over $3…
Some AFS licensees may be breaking overseas laws
Australian financial service (AFS) licensees that offer OTC derivatives…
ASIC welcomes approval of new laws to protect financial service consumers
ASIC has welcomed the passage of key financial services reforms…
ASIC winds up illegal land banking investment scheme and associated entities
ASIC has successfully sought orders from the Federal Court to…
Court enforceable undertaking prevents Gold Coast accountant from providing financial services
ASIC has accepted a court enforceable undertaking (EU) from Gold…