ASIC begins consultation on updated competence requirements for advice licensees
The Australian Securities and Investments Commission (ASIC) is…
AFCA open for business: time for licensees to update ASIC with their AFCA membership details
ASIC has welcomed the achievement of a major milestone for Australian…
ASIC action on compliance breaches with fees disclosure and renewal notices
ASIC is today announcing a review of compliance with requirements…
ASIC updates guidance as crowd-sourced funding regime extends to proprietary companies
ASIC has released updated regulatory guides to coincide with…
Financial adviser professional standards reforms – ASIC releases new instrument delaying reporting dates and making minor amendments
ASIC has released a new legislative instrument relating to the…
ASIC provides relief and updates guidance on short selling
ASIC has issued a new legislative instrument that provides various…
All managed discretionary account providers now required to be licensed
All managed discretionary account (MDA) providers must now have…
ASIC review finds unacceptable delays by financial institutions in reporting, addressing and remediating significant breaches
In a report released today, ASIC has identified serious, unacceptable…
ASIC extends relief for foreign financial services providers
ASIC has extended to 30 September 2019 licensing relief for foreign…
ASIC acts against misleading Initial Coin Offerings and crypto-asset funds targeted at retail investors
ASIC has taken action to stop several proposed initial coin offerings…