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ASIC extends transitional relief for foreign financial services providers

August 10, 2023
ASIC is extending for a further 12 months the transitional relief…

Do you need an AFS Licence? Answering the Complex Questions

July 25, 2023
AFSL requirements are complex, and requirements and authorisations…

APRA and ASIC commence early consultation on FAR

July 25, 2023
The Australian Prudential Regulation Authority (APRA) and the…

Managed funds amend their marketing following ASIC surveillance

September 8, 2022
A recent ASIC surveillance found that some fund managers must…

ASIC extends transitional relief for foreign financial services providers

August 2, 2022
ASIC is extending for a further 12 months the transitional relief…

ASIC places stop order on advertisements for PPM Units in RES Investment Fund

July 27, 2022
ASIC has made an interim stop order preventing advertisements…

ASIC releases new and updated guidance for corporate collective investment vehicles

June 26, 2022
ASIC has released a range of documents to support the licensing…

ASIC announces financial reporting changes for AFS licensees

June 3, 2022
ASIC has today announced new financial reporting requirements…

ASIC’s CFD product intervention order extended for five years

April 22, 2022
ASIC has extended its product intervention order imposing conditions…

ASIC issues information for social media influencers and licensees

March 20, 2022
ASIC has published an information sheet about discussing financial…
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