ASIC’s Auditeo proceedings: Audit quality and governance under scrutiny
The commencement of Federal Court proceedings against Auditeo…
ASIC confirms increase to NTA requirements for fund managers
ASIC has confirmed that the net tangible asset thresholds applying…
Recent Federal Court decisions reinforce the breadth of the section 912A obligation
Recent Federal Court decisions in Australian Securities and Investments…
Digital assets framework receives Royal Assent: New AFS licensing regime for platforms and custody providers
The Corporations Amendment (Digital Assets Framework) Act 2026…
Certainty at last: New AFSL exemptions passed for foreign financial services providers
On 1 April 2026, the Treasury Laws Amendment (Genetic Testing…
Court imposes $10 million penalty on broker for client classification failures
The Federal Court of Australia has ordered Oztures Trading Pty…
ASIC set to increase capital requirements for fund managers
NTA levels set to increaseASIC’s Consultation Paper 388…
Court imposes $35 million penalty on broker for short sale reporting failures
The Supreme Court of New South Wales has ordered Macquarie Securities…
AML/CTF reforms: Governance and accountability under the new framework
Under the amended Anti-Money Laundering and Counter-Terrorism…
AML/CTF reforms: New statutory requirements for AML/CTF compliance officers
From 31 March 2026, the amended Anti-Money Laundering and Counter-Terrorism…