Digital assets framework receives Royal Assent: New AFS licensing regime for platforms and custody providers
The Corporations Amendment (Digital Assets Framework) Act 2026…
Certainty at last: New AFSL exemptions passed for foreign financial services providers
On 1 April 2026, the Treasury Laws Amendment (Genetic Testing…
Court imposes $10 million penalty on broker for client classification failures
The Federal Court of Australia has ordered Oztures Trading Pty…
ASIC set to increase capital requirements for fund managers
NTA levels set to increaseASIC’s Consultation Paper 388…
Court imposes $35 million penalty on broker for short sale reporting failures
The Supreme Court of New South Wales has ordered Macquarie Securities…
AML/CTF reforms: Governance and accountability under the new framework
Under the amended Anti-Money Laundering and Counter-Terrorism…
AML/CTF reforms: New statutory requirements for AML/CTF compliance officers
From 31 March 2026, the amended Anti-Money Laundering and Counter-Terrorism…
Regulatory Review of Lead Generation Practices in the Financial Advice Sector
Advice licensees that use third-party lead generation services…
AML/CTF reforms: What you need to know about the new reporting group framework
From 31 March 2026, designated business groups will cease. Entities…
AML/CTF reforms: Is your program fit for the new framework?
Reforms to the Anti-Money Laundering and Counter-Terrorism Financing…