AML/CTF reforms: Is your program fit for the new framework?
Reforms to the Anti-Money Laundering and Counter-Terrorism Financing…
ASIC suspends AFS licence for responsible manager compliance failures
ASIC has suspended the Australian financial services (AFS) licence…
ASIC updates guidance on managing conflicts of interest in financial services
ASIC has released an updated version of Regulatory Guide 181:…
ASIC releases catalogue of key obligations for private credit funds
ASIC has issued a consolidated catalogue of the core legal obligations…
ASIC Issues interim stop order against FXCM over target market deficiencies
The Australian Securities and Investments Commission (ASIC) has…
ASIC cancels AFS licence for key person compliance failures
ASIC has suspended the Australian financial services (AFS) licence…
New AFS licensing regime for digital assets introduced into parliament
The Corporations Amendment (Digital Assets Framework) Bill 2025…
ASIC clarifies regulation of digital assets: Are you already providing financial services?
ASIC updates INFO 225
On 29 October 2025, ASIC released its…
Widespread auditor independence breaches revealed in regulatory surveillance
Recent regulatory surveillance conducted by ASIC has exposed…
ASIC alleges fund manager breached its duty of care by operating a compliance facade
ASIC's civil proceedings against Fiducian Investment Management…