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ASIC announces new enforcement priorities with a focus on cost of living pressures

November 14, 2024
ASIC has announced its enforcement priorities for 2025, capturing…

Participating in carbon markets: Applying for an AFS licence

November 12, 2024
Obtaining your own Australian financial services (AFS) licence…

Federal Court finds HCF Life contract term was liable to mislead the public

November 6, 2024
The Federal Court has found that a ‘pre-existing condition’…

Buy now pay later providers to hold Australian credit licences from 2025

October 31, 2024
If you engage in credit activities, you will generally be required…

ASIC sues Oak Capital alleging unconscionable conduct designed to avoid the National Credit Code

October 30, 2024
ASIC has commenced proceedings against Oak Capital (Oak Capital…

ASIC warns governance gap could emerge in first report on AI adoption by licensees

October 29, 2024
ASIC is urging financial services and credit licensees to ensure…

Funds management director ban affirmed on competence grounds

October 16, 2024
The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s…

ASIC calls on product issuers to review distribution practices for DDO compliance

September 12, 2024
ASIC is calling on product issuers to ensure distribution practices…

AFS licensee to cease providing independent expert reports on corporate transactions

August 29, 2024
ASIC has accepted a voluntary variation of the Australian financial…

ASIC wins case against Kraken crypto exchange operator for design and distribution failure

August 29, 2024
The Federal Court ruled Bit Trade Pty Ltd, the operator of the…
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