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ASIC extends relief excluding multifunds, superannuation platforms and hedge funds from the shorter PDS regime

July 4, 2017
ASIC has extended Class Order [CO 12/749] Relief from the Shorter…

ASIC clarifies its position on the use of ‘independently owned’ under s923A

June 27, 2017
ASIC has clarified its position on the use of restricted terms…

ASIC commences consultation on proposed guidance on crowd-sourced funding

June 26, 2017
ASIC today released two consultation papers proposing guidance…

ASIC consults on ‘sunsetting’ class order about mortgage schemes and proposed relief for multiple withdrawal periods

June 26, 2017
ASIC today released a consultation paper proposing to remake…

ASIC reports on decisions to cut red tape – October 2016 to March 2017

June 26, 2017
ASIC has released its latest report outlining decisions on relief…

ASIC Industry Funding Model Passed Into Law

June 15, 2017
The Government has introduced an industry funding model for the…

ASIC reports on conduct in funds management and makes recommendations for improved compliance

June 13, 2017
ASIC has reported on the findings of its' proactive surveillance…

ASIC consults on ‘sunsetting’ class orders about licensing relief for mortgage offset accounts and factoring arrangements

June 13, 2017
ASIC today released a consultation paper proposing to remake…

External dispute resolution framework supplementary issues paper

June 13, 2017
Earlier this year the Government extended the terms of reference…

Common reporting standard: new client on-boarding obligations start 1 July 2017

June 8, 2017
From 1 July 2017, many Australian financial services (AFS) licensees…
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