ASIC remakes three ‘sunsetting’ class orders for managed funds
ASIC has remade three class orders that were due to expire (‘sunset’)…
Recognising experienced financial advisers
The Albanese Government is taking another step towards making…
ASIC takes aim at the distribution of OTC derivatives and other high-risk products to retail clients
ASIC is taking aim at the broad distribution of over-the-counter…
ASIC extends transitional relief for foreign financial services providers
ASIC is extending for a further 12 months the transitional relief…
Do you need an AFS Licence? Answering the Complex Questions
AFSL requirements are complex, and requirements and authorisations…
APRA and ASIC commence early consultation on FAR
The Australian Prudential Regulation Authority (APRA) and the…
Do investment managers give personal advice?
Most probably do.There is a common fallacy in the investment…
Do you need an AFS Licence (AFSL) even if all your clients are offshore?
If you have ever wondered whether you need an Australian…
Managed funds amend their marketing following ASIC surveillance
A recent ASIC surveillance found that some fund managers must…
ASIC extends transitional relief for foreign financial services providers
ASIC is extending for a further 12 months the transitional relief…