ASIC action results in $1.25 million penalty against Sasha Hopkins for unlicensed conduct
The Federal Court has ordered Sasha Hopkins to pay $1.25 million…
Consultation on Crypto Asset Reporting Framework and related amendments
Treasury released its consultation paper inviting views on how…
ASIC announces new enforcement priorities with a focus on cost of living pressures
ASIC has announced its enforcement priorities for 2025, capturing…
Participating in carbon markets: Applying for an AFS licence
Obtaining your own Australian financial services (AFS) licence…
Federal Court finds HCF Life contract term was liable to mislead the public
The Federal Court has found that a ‘pre-existing condition’…
Buy now pay later providers to hold Australian credit licences from 2025
If you engage in credit activities, you will generally be required…
ASIC sues Oak Capital alleging unconscionable conduct designed to avoid the National Credit Code
ASIC has commenced proceedings against Oak Capital (Oak Capital…
ASIC warns governance gap could emerge in first report on AI adoption by licensees
ASIC is urging financial services and credit licensees to ensure…
Funds management director ban affirmed on competence grounds
The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s…
ASIC calls on product issuers to review distribution practices for DDO compliance
ASIC is calling on product issuers to ensure distribution practices…