Legislation to implement further recommendations of the Banking, Superannuation & Financial Services Royal Commission
On November 12, 2020 the federal treasurer the Hon Josh Frydenberg…
ASIC to further extend financial reporting deadlines for listed and unlisted entities and amends ‘no action’ position for AGMs
ASIC will extend the deadline for both listed and unlisted entities…
ASIC product intervention order strengthens CFD protections
On Friday 23 October 2020, ASIC made a product intervention order…
ASIC restricts certain retail offers of ‘stub equity’ in takeovers to maintain investor protection
ASIC has modified the Corporations Act to prevent stub equity…
ASIC tells fund managers to be ‘true to label’
A recent ASIC surveillance has found that fund managers must…
ASIC releases final updated guidance on complaints handling
On Thursday 30 July 2020, ASIC released updated requirements…
ASIC releases minor updates to Regulatory Guide 97
On Friday, 24 July 2020, ASIC released minor amendments to the…
ASIC consults on second product intervention order to stop continuing consumer harm
ASIC has released Consultation Paper 330 (CP 330) on the proposed…
ASIC issues no-action position to allow right-of-use lease assets to count in satisfying AFS licensee requirements
On 7 July 2020, ASIC issued a temporary no-action position for…
ASIC sues CBA and Colonial First State for payment of banned conflicted remuneration
ASIC has commenced civil penalty proceedings in the Federal Court…