APRA and ASIC commence early consultation on FAR
The Australian Prudential Regulation Authority (APRA) and the…
Do investment managers give personal advice?
Most probably do.There is a common fallacy in the investment…
Do you need an AFS Licence (AFSL) even if all your clients are offshore?
If you have ever wondered whether you need an Australian…
Managed funds amend their marketing following ASIC surveillance
A recent ASIC surveillance found that some fund managers must…
ASIC extends transitional relief for foreign financial services providers
ASIC is extending for a further 12 months the transitional relief…
ASIC places stop order on advertisements for PPM Units in RES Investment Fund
ASIC has made an interim stop order preventing advertisements…
ASIC releases new and updated guidance for corporate collective investment vehicles
ASIC has released a range of documents to support the licensing…
ASIC announces financial reporting changes for AFS licensees
ASIC has today announced new financial reporting requirements…
ASIC’s CFD product intervention order extended for five years
ASIC has extended its product intervention order imposing conditions…
ASIC extends relief for business introduction services
ASIC has extended the existing relief for business introduction…