Court relieves Block Earner from liability to pay a penalty for offering unlicensed crypto-related product ‘Earner’
The Federal Court has relieved Block Earner from liability…
A GUIDE TO PUBLIC INVESTMENT FUNDS: Registration of Public Investment Funds in Australia
This is the first article in CNM Legal’s four-part series: A Guide to Public Investment Funds. The series provides an overview of registration, regulation, marketing and tax treatment of public investment funds in Australia. This article will discuss the topic of the registration of public investment funds in Australia, focusing on the requirements involved, the registration process, possible consequences and whether foreign funds can be registered in Australia.
ASIC cancels AFS licence of retail OTC derivative issuer XTrade.AU Pty Limited
ASIC has cancelled the Australian financial services (AFS) licence…
ASIC suspends AFS licence of Aurora Funds Management Limited
ASIC has suspended the Australian financial services (AFS) licence…
ASIC issues DDO stop orders against Trademax Australia
ASIC has made two interim stop orders preventing Trademax Australia…
Financial Services Licensee sentenced for failing to lodge annual financial reports
Australian Financial Services Licensee Odyssey Equity Finance…
Federal Court finds Finder Earn product was not a financial product
The Federal Court has found that Finder Wallet Pty Ltd did not…
ASIC succeeds in conflicted remuneration case against financial advice licensee
On the 29 February, the Federal Court found that R M Capital…
ASIC cancels AFS licence of Valorton Capital Pty Ltd
ASIC has cancelled the Australian financial services (AFS) licence…
Financial services misconduct compensation scheme to start from 2 April 2024
The Government is delivering on its election commitment to give…