ASIC Industry Funding Model and Registry Search Fees
The purpose of the draft Treasury Laws Amendment (ASIC Cost Recovery…
Corporate Collective Investment Vehicle Bill
The Government has released for public consultation two bills…
ASIC advice to AFS licensees about upcoming changes to education and training requirements
From 1 January 2019, new professional standards requirements…
High Court decision on Prime Trust directors
The High Court has handed down judgment in the appeals brought…
ASIC to consult on measures to restrict offers to retail investors of stub-equity in proprietary companies
ASIC is concerned about recent control transactions where part…
ASIC extends transition period for some fees and costs disclosures
The Australian Securities and Investments Commission (ASIC) has…
ASIC begins consultation on updated competence requirements for advice licensees
The Australian Securities and Investments Commission (ASIC) is…
AFCA open for business: time for licensees to update ASIC with their AFCA membership details
ASIC has welcomed the achievement of a major milestone for Australian…
ASIC action on compliance breaches with fees disclosure and renewal notices
ASIC is today announcing a review of compliance with requirements…
ASIC updates guidance as crowd-sourced funding regime extends to proprietary companies
ASIC has released updated regulatory guides to coincide with…