Financial adviser professional standards reforms – ASIC releases new instrument delaying reporting dates and making minor amendments
ASIC has released a new legislative instrument relating to the…
ASIC provides relief and updates guidance on short selling
ASIC has issued a new legislative instrument that provides various…
All managed discretionary account providers now required to be licensed
All managed discretionary account (MDA) providers must now have…
ASIC review finds unacceptable delays by financial institutions in reporting, addressing and remediating significant breaches
In a report released today, ASIC has identified serious, unacceptable…
ASIC extends relief for foreign financial services providers
ASIC has extended to 30 September 2019 licensing relief for foreign…
ASIC acts against misleading Initial Coin Offerings and crypto-asset funds targeted at retail investors
ASIC has taken action to stop several proposed initial coin offerings…
ASIC approves Australian Financial Complaints Authority rules
The Australian Securities and Investments Commission (ASIC) has…
ASIC updates guidance for trustees of wholesale equity schemes
ASIC has released Regulatory Guide 192 Licensing: Wholesale…
ASIC’s review of exchange traded products identifies areas for improvement
ASIC has completed a review of the exchange traded products (ETP)…
Development of Asia Region Funds Passport
Australia’s funds management industry has gained access to…