AFS licensee update – client money rule changes
The Federal Government has released a policy paper seeking feedback…
New SIV rules for managed funds introduced from 1 July 2015
The Federal Government has announced the new complying investment…
ASIC sends warning about lack of due diligence and “one-size-fits-all” prospectuses
ASIC has issued its latest report into prospectuses, mergers…
ASIC updates enforceable undertaking guidance
ASIC has updated Regulatory Guide 100 Enforceable Undertakings…
ASIC enquires into risk management by responsible entities
ASIC is making enquiries of a number of responsible entities…
ASIC proposal to remake ‘sunsetting’ class order on secondary services and general advice
ASIC recently released consultation papers proposing to remake…
Update on the implementation of ASIC register for financial advisers
The Government announced plans to establish a register for financial…
Improvements to the taxation of Employee Share Schemes
The Government has released exposure draft legislation which…
High Court rules on trustee powers
The High Court has confirmed that a trustee cannot rely on a…