Professional indemnity insurance requirements for AFS licensees
Professional indemnity (PI) insurance is an important part of…
Proposed new reporting requirements for managed investment schemes
The Australian Government is consulting on proposals to significantly…
Managed investment scheme audits: scrutiny of underlying assets remains critical
A recent auditor disciplinary decision highlights the importance…
An accurate IM may not be enough: ASIC action highlights website disclosure risk
ASIC has issued infringement notices to the trustees of three…
ASIC confirms increase to NTA requirements for fund managers
ASIC has confirmed that the net tangible asset thresholds applying…
Recent Federal Court decisions reinforce the breadth of the section 912A obligation
Recent Federal Court decisions in Australian Securities and Investments…
ASIC’s Report 830: reportable situations and substantial holding notices — the key watch items for AFS licensees and fund managers
ASIC’s Regulatory simplification progress report (REP 830)…
Digital assets framework receives Royal Assent: New AFS licensing regime for platforms and custody providers
The Corporations Amendment (Digital Assets Framework) Act 2026…
ASIC extends relief for low-risk non-cash payment facilities to 2031
ASIC has remade its relief for low-risk non-cash payment (NCP)…
Court imposes $10 million penalty on broker for client classification failures
The Federal Court of Australia has ordered Oztures Trading Pty…