Recent Federal Court decisions reinforce the breadth of the section 912A obligation
Recent Federal Court decisions in Australian Securities and Investments…
ASIC’s Report 830: reportable situations and substantial holding notices — the key watch items for AFS licensees and fund managers
ASIC’s Regulatory simplification progress report (REP 830)…
Digital assets framework receives Royal Assent: New AFS licensing regime for platforms and custody providers
The Corporations Amendment (Digital Assets Framework) Act 2026…
ASIC extends relief for low-risk non-cash payment facilities to 2031
ASIC has remade its relief for low-risk non-cash payment (NCP)…
Court imposes $10 million penalty on broker for client classification failures
The Federal Court of Australia has ordered Oztures Trading Pty…
ASIC set to increase capital requirements for fund managers
NTA levels set to increaseASIC’s Consultation Paper 388…
AML/CTF reforms: Governance and accountability under the new framework
Under the amended Anti-Money Laundering and Counter-Terrorism…
AML/CTF reforms: New statutory requirements for AML/CTF compliance officers
From 31 March 2026, the amended Anti-Money Laundering and Counter-Terrorism…
Treasury’s managed investment scheme reforms: three structural changes fund managers need to watch
Treasury has released a consultation paper, Enhancing oversight…
Regulatory Review of Lead Generation Practices in the Financial Advice Sector
Advice licensees that use third-party lead generation services…