ASIC’s Directions Powers
A person who carries on a financial services business in Australia…
Innovation Technical Amendments Consultation
The $1.1 billion National Innovation and Science Agenda (NISA)…
ASIC overhauls funds management guidance
ASIC has released a suite of new and updated guidance for the…
Draft legislation and regulations – enhanced FinTech regulatory sandbox
The Government has today released exposure draft legislation…
Strengthening Penalties for Corporate and Financial Sector Misconduct
The Australian Securities and Investments Commission (ASIC)…
ASIC’s client money reporting rules finalised
ASIC has released the finalised ASIC Client Money Reporting Rules…
Crowd-sourced equity funding extended to proprietary companies
The Government is introducing legislation to the Parliament today…
Applications for crowd-funding licences open 29 September 2017
From 29 September 2017, the new crowd-sourced funding (CSF) regime…
ASIC’s power to ban senior officials in the financial sector
The ASIC Enforcement Review Taskforce has issued a position paper…
Consultation on Asia Region Funds Passport and Corporate Collective Investment Vehicle bills
The Government is seeking public comment on the proposed core…