ASIC consults on promoting access to affordable advice for consumersNovember 19, 2020On Tuesday 17 November 2020, ASIC issued a Consultation Paper…
Legislation to implement further recommendations of the Banking, Superannuation & Financial Services Royal CommissionNovember 15, 2020On November 12, 2020 the federal treasurer the Hon Josh Frydenberg…
ASIC to further extend financial reporting deadlines for listed and unlisted entities and amends ‘no action’ position for AGMsNovember 11, 2020ASIC will extend the deadline for both listed and unlisted entities…
ASIC product intervention order strengthens CFD protectionsOctober 26, 2020On Friday 23 October 2020, ASIC made a product intervention order…
ASIC restricts certain retail offers of ‘stub equity’ in takeovers to maintain investor protectionSeptember 28, 2020ASIC has modified the Corporations Act to prevent stub equity…
ASIC tells fund managers to be ‘true to label’September 23, 2020A recent ASIC surveillance has found that fund managers must…
ASIC releases final updated guidance on complaints handlingJuly 30, 2020On Thursday 30 July 2020, ASIC released updated requirements…
ASIC releases minor updates to Regulatory Guide 97July 26, 2020On Friday, 24 July 2020, ASIC released minor amendments to the…
ASIC consults on second product intervention order to stop continuing consumer harmJuly 9, 2020ASIC has released Consultation Paper 330 (CP 330) on the proposed…
ASIC issues no-action position to allow right-of-use lease assets to count in satisfying AFS licensee requirementsJuly 7, 2020On 7 July 2020, ASIC issued a temporary no-action position for…
ASIC consults on promoting access to affordable advice for consumers
Legislation to implement further recommendations of the Banking, Superannuation & Financial Services Royal Commission
ASIC to further extend financial reporting deadlines for listed and unlisted entities and amends ‘no action’ position for AGMs
ASIC product intervention order strengthens CFD protections
ASIC restricts certain retail offers of ‘stub equity’ in takeovers to maintain investor protection
ASIC tells fund managers to be ‘true to label’
ASIC releases final updated guidance on complaints handling
ASIC releases minor updates to Regulatory Guide 97
ASIC consults on second product intervention order to stop continuing consumer harm
ASIC issues no-action position to allow right-of-use lease assets to count in satisfying AFS licensee requirements