ASIC action results in $1.25 million penalty against Sasha Hopkins for unlicensed conductNovember 28, 2024The Federal Court has ordered Sasha Hopkins to pay $1.25 million…
Consultation on Crypto Asset Reporting Framework and related amendmentsNovember 25, 2024Treasury released its consultation paper inviting views on how…
ASIC announces new enforcement priorities with a focus on cost of living pressuresNovember 14, 2024ASIC has announced its enforcement priorities for 2025, capturing…
Participating in carbon markets: Applying for an AFS licenceNovember 12, 2024Obtaining your own Australian financial services (AFS) licence…
Federal Court finds HCF Life contract term was liable to mislead the publicNovember 6, 2024The Federal Court has found that a ‘pre-existing condition’…
Buy now pay later providers to hold Australian credit licences from 2025October 31, 2024If you engage in credit activities, you will generally be required…
ASIC sues Oak Capital alleging unconscionable conduct designed to avoid the National Credit CodeOctober 30, 2024ASIC has commenced proceedings against Oak Capital (Oak Capital…
ASIC warns governance gap could emerge in first report on AI adoption by licenseesOctober 29, 2024ASIC is urging financial services and credit licensees to ensure…
Funds management director ban affirmed on competence groundsOctober 16, 2024The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s…
ASIC calls on product issuers to review distribution practices for DDO complianceSeptember 12, 2024ASIC is calling on product issuers to ensure distribution practices…
ASIC action results in $1.25 million penalty against Sasha Hopkins for unlicensed conduct
Consultation on Crypto Asset Reporting Framework and related amendments
ASIC announces new enforcement priorities with a focus on cost of living pressures
Participating in carbon markets: Applying for an AFS licence
Federal Court finds HCF Life contract term was liable to mislead the public
Buy now pay later providers to hold Australian credit licences from 2025
ASIC sues Oak Capital alleging unconscionable conduct designed to avoid the National Credit Code
ASIC warns governance gap could emerge in first report on AI adoption by licensees
Funds management director ban affirmed on competence grounds
ASIC calls on product issuers to review distribution practices for DDO compliance