ASIC cancels AFS licence for key person compliance failuresDecember 2, 2025ASIC has suspended the Australian financial services (AFS) licence…
New AFS licensing regime for digital assets introduced into parliamentNovember 27, 2025The Corporations Amendment (Digital Assets Framework) Bill 2025…
ASIC’s surveillance of private credit retail and wholesale fundsNovember 11, 2025ASIC has released Report 820: Private credit surveillance of retail and wholesale funds, highlighting good and poor practices observed in the sector. Read our summary of the key findings here:
ASIC clarifies regulation of digital assets: Are you already providing financial services?November 3, 2025ASIC updates INFO 225 On 29 October 2025, ASIC released its…
Widespread auditor independence breaches revealed in regulatory surveillanceOctober 20, 2025Recent regulatory surveillance conducted by ASIC has exposed…
ASIC alleges fund manager breached its duty of care by operating a compliance facadeOctober 20, 2025ASIC's civil proceedings against Fiducian Investment Management…
Appointing a responsible manager: understanding key considerationsOctober 16, 2025Understanding the regulatory requirements for the nomination…
New exposure draft legislation released for the regulation of non-cash payment providersOctober 10, 2025The Treasury has released exposure draft legislation to establish…
AFS licensee sued for cybersecurity and licensee obligation failuresJuly 23, 2025The Australian Securities and Investments Commission (ASIC) has…
One-off, no-harm contraventions no longer automatically reportable: ASIC eases burden on licenseesJuly 9, 2025
ASIC cancels AFS licence for key person compliance failures
New AFS licensing regime for digital assets introduced into parliament
ASIC’s surveillance of private credit retail and wholesale funds
ASIC clarifies regulation of digital assets: Are you already providing financial services?
Widespread auditor independence breaches revealed in regulatory surveillance
ASIC alleges fund manager breached its duty of care by operating a compliance facade
Appointing a responsible manager: understanding key considerations
New exposure draft legislation released for the regulation of non-cash payment providers
AFS licensee sued for cybersecurity and licensee obligation failures
One-off, no-harm contraventions no longer automatically reportable: ASIC eases burden on licensees