Tag Archive for: AFS licence
ASIC’s Report 830: reportable situations and substantial holding notices — the key watch items for AFS licensees and fund managers
ASIC’s Regulatory simplification progress report (REP 830)…
ASIC warns: Deadline looms for digital asset businesses to apply for a licence
Providers of financial services involving digital asset financial…
Certainty at last: New AFSL exemptions passed for foreign financial services providers
On 1 April 2026, the Treasury Laws Amendment (Genetic Testing…
New AFS licensing regime to digital assets takes next step towards implementation
The Senate Economics Legislation Committee (Committee) has endorsed…
New AFS licensing framework for payment service providers: draft legislation released
New licensing framework for PSPsThe new proposed regulatory…
Regulatory Review of Lead Generation Practices in the Financial Advice Sector
Advice licensees that use third-party lead generation services…
ASIC suspends AFS licence for responsible manager compliance failures
ASIC has suspended the Australian financial services (AFS) licence…
ASIC updates guidance on managing conflicts of interest in financial services
ASIC has released an updated version of Regulatory Guide 181:…
ASIC cancels AFS licence for key person compliance failures
ASIC has suspended the Australian financial services (AFS) licence…
AFS licensee sued for cybersecurity and licensee obligation failures
The Australian Securities and Investments Commission (ASIC) has…