Episode 2: Offshore Fund Managers: Are You Ready for the New AFS Licensing Regime?
There has been considerable regulatory uncertainty around exemption…
Episode 1: Federal Court: Authorised Representatives of AFS Licensees Can Do Anything (Almost)
The ruling by the Federal Court in the landmark case between…
Your AFS Licensee Obligations: What You Need to Know
Unfortunately, the hard work does not stop after you complete…
ASIC’s ‘use-it-or-lose-it’ AFSL cancellation powers not confined to ‘warehousing’
ASIC'S 'USE-IT-OR-LOSE-IT' AFSL CANCELLATION POWERS NOT CONFINED…
ASIC announces financial reporting changes for AFS licensees
ASIC has today announced new financial reporting requirements…
ASIC extends relief for business introduction services
ASIC has extended the existing relief for business introduction…
ASIC publishes guidance on hawking reforms
ASIC has published updated regulatory guidance on the prohibition…
ASIC defers commencement of mortgage broker reforms and design and distribution obligations
ASIC today announced it will defer the commencement date of the…
ASIC commences proceedings against Mayfair 101 and Mayfair Platinum for misleading or deceptive advertising
ASIC has commenced proceedings in the Federal Court of Australia…
Standing Economics Committee to expand inquiry into financial services sector and Royal Commission implementation
The Government has asked the House of Representatives Standing…