ASIC Suspends AFS Licence Following Change of Ownership
The Australian Securities and Investments Commission (ASIC) has…
Kraken crypto exchange operator to pay $8 million following ASIC enforcement action
Legal proceedings launched by ASIC have seen the Australian operator…
Participating in carbon markets: Applying for an AFS licence
Obtaining your own Australian financial services (AFS) licence…
ASIC calls on product issuers to review distribution practices for DDO compliance
ASIC is calling on product issuers to ensure distribution practices…
AFS licensee to cease providing independent expert reports on corporate transactions
ASIC has accepted a voluntary variation of the Australian financial…
ASIC wins case against Kraken crypto exchange operator for design and distribution failure
The Federal Court ruled Bit Trade Pty Ltd, the operator of the…
ASIC’s first greenwashing case results in landmark $11.3 million penalty for Mercer
In a landmark case for ASIC, the Federal Court has ordered Mercer…
Court declares PayPal Australia used an unfair contract term
The Federal Court has declared a term used by PayPal Australia…
Episode 2: Offshore Fund Managers: Are You Ready for the New AFS Licensing Regime?
There has been considerable regulatory uncertainty around exemption…
Episode 1: Federal Court: Authorised Representatives of AFS Licensees Can Do Anything (Almost)
The ruling by the Federal Court in the landmark case between…