CNM Legal
  • Home
  • About Us
  • Services
    • Funds Management
    • AFSL applications: guiding you through the regulatory maze
    • Corporate Capital Raising
    • Corporate Advisory
  • News
  • Our Publications
  • Careers
  • Contact Us
  • Search
  • Menu Menu

Your AFS Licensee Obligations: What You Need to Know

September 1, 2023
Unfortunately, the hard work does not stop after you complete…

ASIC’s ‘use-it-or-lose-it’ AFSL cancellation powers not confined to ‘warehousing’

August 10, 2023
ASIC'S 'USE-IT-OR-LOSE-IT' AFSL CANCELLATION POWERS NOT CONFINED…

AFS Licensing Kit: Part 2—
Preparing your AFS licence
or variation application

March 24, 2023
rg2-published-23-june-2022-22021222Download

ASIC REGULATORY GUIDE 175 Licensing: Financial product advisers—Conduct and disclosure

March 22, 2023
rg175-published-15-june-2021-22020915Download

ASIC announces financial reporting changes for AFS licensees

June 3, 2022
ASIC has today announced new financial reporting requirements…

ASIC extends relief for business introduction services

March 30, 2022
ASIC has extended the existing relief for business introduction…

ASIC publishes guidance on hawking reforms

September 23, 2021
ASIC has published updated regulatory guidance on the prohibition…

ASIC defers commencement of mortgage broker reforms and design and distribution obligations

May 11, 2020
ASIC today announced it will defer the commencement date of the…

ASIC commences proceedings against Mayfair 101 and Mayfair Platinum for misleading or deceptive advertising

April 7, 2020
ASIC has commenced proceedings in the Federal Court of Australia…

Standing Economics Committee to expand inquiry into financial services sector and Royal Commission implementation

August 7, 2019
The Government has asked the House of Representatives Standing…
Page 1 of 212
This image displaying the logo of CNM Legal
  • +61 7 3324 0065
  • info@cnmlegal.com.au
  • Level 3, 231 George Street Brisbane QLD 4000 Australia

Services

  • Funds Management
  • AFSL applications
  • Corporate capital raising
  • Corporate advisory

Newsletter

© Copyright - CNM Legal - Privacy Policy - Terms of use Liability limited by a scheme approved under Professional Standards Legislation.

Made with ❤ by Clearshot Digital