Managed investment scheme audits: scrutiny of underlying assets remains critical
A recent auditor disciplinary decision highlights the importance…
An accurate IM may not be enough: ASIC action highlights website disclosure risk
ASIC has issued infringement notices to the trustees of three…
ASIC’s Auditeo proceedings: Audit quality and governance under scrutiny
The commencement of Federal Court proceedings against Auditeo…
ASIC confirms increase to NTA requirements for fund managers
ASIC has confirmed that the net tangible asset thresholds applying…
Recent Federal Court decisions reinforce the breadth of the section 912A obligation
Recent Federal Court decisions in Australian Securities and Investments…
Funds 101: Dollar disclosure for fund managers
The default position for the disclosure of fees and costs is…
ASIC’s Report 830: reportable situations and substantial holding notices — the key watch items for AFS licensees and fund managers
ASIC’s Regulatory simplification progress report (REP 830)…
ASIC warns: Deadline looms for digital asset businesses to apply for a licence
Providers of financial services involving digital asset financial…
ASIC releases implementation roadmap for digital assets regime
ASIC has released its implementation roadmap for the digital…
ASIC extends relief for low-risk non-cash payment facilities to 2031
ASIC has remade its relief for low-risk non-cash payment (NCP)…