CNM Legal
  • Home
  • About Us
  • Services
    • Funds Management
    • AFSL applications: guiding you through the regulatory maze
    • Corporate Capital Raising
    • Corporate Advisory
  • Podcast
  • Insights
  • Our Publications
  • Careers
  • Contact Us
  • Search
  • Menu Menu

ASIC cancels AFS licence of Thistle Financial Group Pty Ltd

May 14, 2025
The Australian Securities and Investments Commission (ASIC) has…

Macquarie Bank Faces Additional Licence Conditions Over Repeated Compliance Failures

May 13, 2025
Macquarie Bank Limited has been issued additional conditions…

Financial Services Provider Penalised $11 Million Over Poor Advice and Conflicted Remuneration

April 29, 2025
The Federal Court has ordered DOD Bookkeeping Pty Ltd (formerly…

Viridian Equity Group Licence Cancelled Following Compensation Payments

April 29, 2025
The Australian Securities and Investments Commission (ASIC) has…

ASIC Suspends AFS Licence Following Change of Ownership

April 14, 2025
The Australian Securities and Investments Commission (ASIC) has…

Active Super ordered to pay $10.5 million penalty in ASIC’s third greenwashing court action

March 18, 2025
The Federal Court has imposed a penalty of $10.5 million against…

ASIC proposes further relief for licensees under the reportable situations regime

February 21, 2025
ASIC is proposing additional relief to further assist Australian…

Buy Now, Pay Later regulations set to be finalised

February 6, 2025
The Albanese Government has released a further exposure draft…

Firstmac ordered to pay $8 million in penalties for failing to comply with its design and distribution obligations

February 6, 2025
The Federal Court has ordered Firstmac Limited to pay $8 million…

ASIC alerts buy now pay later providers to apply for a licence under new laws

January 20, 2025
Buy now pay later products will be subject to stronger regulation…
Page 1 of 28123›»
This image displaying the logo of CNM Legal
  • (07) 3211 4010
  • info@cnmlegal.com.au
  • Level 3, 231 George Street Brisbane QLD 4000 Australia

Services

  • Funds Management
  • AFSL applications
  • Corporate capital raising
  • Corporate advisory

Newsletter

© Copyright - CNM Legal - Privacy Policy - Terms of use Liability limited by a scheme approved under Professional Standards Legislation.

Made with ❤ by Clearshot Digital