Jessica Bauers

Jess is a solicitor at CNM Legal and holds a Bachelor of Business and Bachelor of Laws. She has experience across corporate advisory, financial services and funds management, with a particular focus on regulatory compliance and licensing.

Her work involves:

• drafting and reviewing constitutions and information memoranda for managed investment schemes;
• preparing compliance charters, risk frameworks and policies for financial services businesses and trustees;
• advising on AML/CTF requirements and preparing AML/CTF compliance programs;
• assisting with corporate governance and shareholder arrangements, including shareholder agreements and trust deeds;
• advising on investment structures and capital raising initiatives;
• supporting clients with ASIC and AUSTRAC compliance, including AML/CTF obligations and financial reporting; and
• preparing Australian financial services licence applications and variations.

Qualifications:

• Bachelor of Business
• Bachelor of Laws
• Graduate Diploma in Legal Practice
• Admitted to the Supreme Court of Queensland