ASIC consults on draft guidance for the hawking reforms
On Wednesday 21 July 2021, ASIC announced that it is consulting…
ASIC releases reference checking and information sharing protocol for financial advisers and mortgage brokers
On 20 July 2021 ASIC made the ASIC reference checking and information…
ASIC publishes Internal Dispute Resolution data dictionary and glossary ahead of pilot
On 19 July 2021, ASIC released internal dispute resolution…
ASIC extends transitional relief for foreign financial services providers following Federal Budget
ASIC is extending for 12 months – to 31 March…
ASIC issues information sheet on activist short selling in Australia
On 1 June 2021, ASIC published Information Sheet 255 Activist…
Firms offering debt management services require credit licence to operate
ASIC has released an information sheet for providers of debt…
ASIC allows certain AFS licensees to use lease assets to satisfy their licence financial requirements
On April 29, 2021 ASIC made changes to the financial requirements…
ASIC warns time is fast running out for insurance claims handling AFS licence applications
ASIC has called on insurance claims handling firms to lodge licence…
ASIC bans the sale of binary options to retail clients
On 1 April 2021, ASIC has made a product intervention…
ASIC’s CFD product intervention order takes effect
ASIC’s product intervention order imposing conditions…