Government puts consumers first – improving dispute resolution
A new dispute resolution body with legislation to establish the…
ASIC overview of licensing and professional registration – July 2016 to June 2017
ASIC has today reported on its approach to and assessment of…
Introduction of ASIC’s Fees-for-Service under the Industry Funding Model
The Government intends to introduce an industry funding model…
ASIC confirms restricted use of ‘independently owned’ in financial services
ASIC has updated regulatory guidance to confirm restrictions,…
ASIC’s Directions Powers
A person who carries on a financial services business in Australia…
Innovation Technical Amendments Consultation
The $1.1 billion National Innovation and Science Agenda (NISA)…
ASIC overhauls funds management guidance
ASIC has released a suite of new and updated guidance for the…
Draft legislation and regulations – enhanced FinTech regulatory sandbox
The Government has today released exposure draft legislation…
Strengthening Penalties for Corporate and Financial Sector Misconduct
The Australian Securities and Investments Commission (ASIC)…
ASIC’s client money reporting rules finalised
ASIC has released the finalised ASIC Client Money Reporting Rules…