This guide sets out the financial requirements you must meet as the holder
of an Australian financial services (AFS) licence. The requirements vary
depending on the financial products and services you offer.
A corporate collective investment vehicle (CCIV) is a type of company with an Australian Company Number (ACN). Certain requirements must be met before a CCIV or sub-fund can be registered.
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Financial requirements for custodial or depository service providers – ASIC class order 13/761
REGULATORY GUIDE 3 AFS Licensing Kit: Part 3— Preparing your additional proofs
ASIC REGULATORY GUIDE 166 AFS licensing: Financial requirements
How to register a corporate collective investment vehicle
ASIC Corporations (Serviced Apartment and
Like Schemes) Instrument 2016/869
ASIC REGULATORY GUIDE 140 Strata schemes and management rights schemes
AFS Licensing Kit: Part 2—
Preparing your AFS licence
or variation application
Do investment managers give personal advice?