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ASIC begins consultation on updated competence requirements for advice licensees

The Australian Securities and Investments Commission (ASIC) is…

AFCA open for business: time for licensees to update ASIC with their AFCA membership details

ASIC has welcomed the achievement of a major milestone for Australian…

ASIC action on compliance breaches with fees disclosure and renewal notices

ASIC is today announcing a review of compliance with requirements…

ASIC updates guidance as crowd-sourced funding regime extends to proprietary companies

ASIC has released updated regulatory guides to coincide with…

ASIC provides relief and updates guidance on short selling

ASIC has issued a new legislative instrument that provides various…

All managed discretionary account providers now required to be licensed

All managed discretionary account (MDA) providers must now have…

ASIC review finds unacceptable delays by financial institutions in reporting, addressing and remediating significant breaches

In a report released today, ASIC has identified serious, unacceptable…

ASIC extends relief for foreign financial services providers

ASIC has extended to 30 September 2019 licensing relief for foreign…

ASIC approves Australian Financial Complaints Authority rules

The Australian Securities and Investments Commission (ASIC) has…

ASIC updates guidance for trustees of wholesale equity schemes

ASIC has released Regulatory Guide 192 Licensing: Wholesale…

ASIC’s review of exchange traded products identifies areas for improvement

ASIC has completed a review of the exchange traded products (ETP)…

Development of Asia Region Funds Passport

Australia’s funds management industry has gained access to…

Corporate Collective Investment Vehicle - tranche two

The Government has released for public consultation the second…

External report on fees and costs disclosure welcomed by ASIC

The Australian Securities and Investments Commission (ASIC) has…