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Improving outcomes for financial consumers: Design and Distribution Obligations and Product Intervention Power

The Government has today announced the key features of two reforms…

ASIC’s regulatory sandbox proposal to remain unchanged

ASIC has today released a review of its regulatory sandbox, introduced…

Crowd-sourced equity funding regulations for proprietary companies

The Government has released exposure draft regulations providing…

Government puts consumers first – improving dispute resolution

A new dispute resolution body with legislation to establish the…

ASIC overview of licensing and professional registration - July 2016 to June 2017

ASIC has today reported on its approach to and assessment of…

Introduction of ASIC’s Fees-for-Service under the Industry Funding Model

The Government intends to introduce an industry funding model…

ASIC confirms restricted use of 'independently owned' in financial services

ASIC has updated regulatory guidance to confirm restrictions,…

ASIC’s Directions Powers

A person who carries on a financial services business in Australia…

Innovation Technical Amendments Consultation

The $1.1 billion National Innovation and Science Agenda (NISA)…

ASIC overhauls funds management guidance

ASIC has released a suite of new and updated guidance for the…

Draft legislation and regulations – enhanced FinTech regulatory sandbox

The Government has today released exposure draft legislation…

Strengthening Penalties for Corporate and Financial Sector Misconduct

The Australian Securities and Investments Commission (ASIC)…

ASIC's client money reporting rules finalised

ASIC has released the finalised ASIC Client Money Reporting Rules…

Crowd-sourced equity funding extended to proprietary companies

The Government is introducing legislation to the Parliament today…