Latest News

Cross-border testing pilot for innovative firms open to applications

ASIC today announces the launch of the Global Financial Innovation…

ASIC Industry Funding Model and Registry Search Fees

The purpose of the draft Treasury Laws Amendment (ASIC Cost Recovery…

Corporate Collective Investment Vehicle Bill

The Government has released for public consultation two bills…

ASIC advice to AFS licensees about upcoming changes to education and training requirements

From 1 January 2019, new professional standards requirements…

High Court decision on Prime Trust directors

The High Court has handed down judgment in the appeals brought…

ASIC extends transition period for some fees and costs disclosures

The Australian Securities and Investments Commission (ASIC) has…

ASIC begins consultation on updated competence requirements for advice licensees

The Australian Securities and Investments Commission (ASIC) is…

AFCA open for business: time for licensees to update ASIC with their AFCA membership details

ASIC has welcomed the achievement of a major milestone for Australian…

ASIC action on compliance breaches with fees disclosure and renewal notices

ASIC is today announcing a review of compliance with requirements…

ASIC updates guidance as crowd-sourced funding regime extends to proprietary companies

ASIC has released updated regulatory guides to coincide with…

ASIC provides relief and updates guidance on short selling

ASIC has issued a new legislative instrument that provides various…

All managed discretionary account providers now required to be licensed

All managed discretionary account (MDA) providers must now have…

ASIC review finds unacceptable delays by financial institutions in reporting, addressing and remediating significant breaches

In a report released today, ASIC has identified serious, unacceptable…

ASIC extends relief for foreign financial services providers

ASIC has extended to 30 September 2019 licensing relief for foreign…